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Rosie Bhattacharjee

Group Compliance Director, Senior Management Team

About

Rosie joined the Group in 2017 and has responsibility for group-wide compliance. Her initial focus is on Mercia Fund Management, where she is responsible for compliance, client assets operational oversight and anti-money laundering and financial crime controls. She reports to the Chief Financial Officer and works closely with the Finance Directors across the varying divisions.

Previous experience

Rosie has a background in FCA regulation and compliance, having joined the regulator following graduation from Sheffield where she studied Law. Rosie worked for the regulator for 10 years, followed by a period in consultancy, working with a range of regulated firms, including private equity and venture capital firms. She then spent five years as head of compliance at AJ Bell, before undertaking a couple of roles in specialist client assets compliance, most recently for Lloyds Banking Group.

Articles by Rosie Bhattacharjee

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